Scott E. Roge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott E Roge, who also goes by Scott Egon Roge, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 3, 2008 - March 7, 2018
SCOTTRADE, INC.
September 12, 2007 - February 25, 2008
CHARLES SCHWAB & CO., INC.
April 28, 2005 - July 25, 2007
E*TRADE SECURITIES LLC
December 15, 2004 - April 1, 2005
BANC ONE SECURITIES CORPORATION
August 27, 2004 - December 14, 2004
CHASE INVESTMENT SERVICES CORP.
December 15, 2000 - December 14, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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