Timothy R. Cornell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Robert Cornell, who also goes by Tim Cornell, Timothy R Cornell, Timothy Cornell, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 2000. Timothy had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2011 - July 20, 2011
ALLSTATE FINANCIAL ADVISORS, LLC
January 19, 2011 - July 20, 2011
ALLSTATE FINANCIAL SERVICES, LLC
May 18, 2009 - December 7, 2010
CL WEALTH MANAGEMENT LLC
April 22, 2009 - December 23, 2009
COMMUNITY BANKERS SECURITIES, LLC
August 6, 2003 - June 1, 2007
EQUITY SERVICES, INC.
October 24, 2000 - August 4, 2003
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
