RL
Ryan L. Lachmansingh
NORTHERN TRUST SECURITIES
North Palm Beach, FL 33408
Some features on this profile are disabled
CRD#: 4259206
RL
Professional summary
Ryan Leslie Lachmansingh, who also goes by Ryan L Lachmansingh, is a registered financial advisor currently at NORTHERN TRUST SECURITIES, INC. located in North Palm Beach, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan L Lachmansingh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Leslie Lachmansingh's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Leslie Lachmansingh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2015 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 11301 Us Hwy 1, North Palm Beach, FL 33408Office #2: 440 Royal Palm Way Suite 102, Palm Beach, FL 33480RIA
BD
CRD#: 7927
North Palm Beach, FL
Current
July 2, 2015 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 11301 Us Hwy 1, North Palm Beach, FL 33408Office #2: 440 Royal Palm Way Suite 102, Palm Beach, FL 33480RIA
BD
CRD#: 7927
North Palm Beach, FL
Past
May 20, 2009 - October 24, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
BOCA RATON, FL
Past
May 11, 2009 - October 24, 2014
TD AMERITRADE, INC.
RIA
CRD#: 7870
BOCA RATON, FL
Past
April 23, 2009 - October 24, 2014
TD AMERITRADE, INC.
BD
CRD#: 7870
BOCA RATON, FL
Past
January 13, 2006 - October 31, 2008
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PLANTATION, FL
Past
September 18, 2002 - December 31, 2005
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
PLANTATION, FL
Past
September 17, 2002 - October 31, 2008
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PLANTATION, FL
Past
March 13, 2002 - September 4, 2002
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
October 10, 2001 - October 15, 2001
PRIME CHARTER LTD.
BD
CRD#: 25668
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHERN TRUST SECURITIES, INC.
JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2017)
RR
Arizona(10/8/2020)
RR
California(8/25/2015)
RR
Colorado(10/2/2015)
RR
Connecticut(7/6/2015)
RR
Delaware(6/20/2019)
RR
District of Columbia(10/2/2015)
RR
Florida(7/2/2015)
IAR
Florida(7/27/2015)
RR
Georgia(8/25/2015)
RR
Hawaii(8/25/2015)
RR
Idaho(10/2/2015)
RR
Illinois(8/25/2015)
RR
Indiana(1/7/2020)
RR
Kentucky(3/20/2019)
RR
Louisiana(10/2/2015)
RR
Maine(1/5/2022)
RR
Maryland(7/6/2015)
RR
Massachusetts(7/6/2015)
RR
Michigan(7/6/2015)
RR
Montana(10/2/2015)
RR
Nebraska(3/31/2016)
RR
New Hampshire(1/23/2018)
RR
New Jersey(8/25/2015)
RR
New York(7/6/2015)
RR
North Carolina(10/2/2015)
RR
North Dakota(9/10/2020)
RR
Ohio(10/2/2015)
RR
Oregon(6/21/2018)
RR
Pennsylvania(10/2/2015)
RR
South Carolina(5/18/2017)
RR
Tennessee(7/11/2016)
RR
Texas(10/2/2015)
RR
Utah(12/1/2021)
RR
Virginia(1/24/2018)
RR
Washington(10/2/2015)
RR
West Virginia(3/18/2016)
RR
Wisconsin(10/2/2015)
RR
Wyoming(11/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NORTHERN TRUST SECURITIES, INC.
JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
333 S. Wabash Avenue 34th Floor, Chicago, IL 60604
Mailing Address
333 S. Wabash Avenue, Chicago, IL 60604
Phone number
(312) 557-2000
Established
Delaware since 04/05/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
76
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHERN TRUST CORPORATION | SHAREHOLDER | |
| BLOWERS, DAVID CHARLES | DIRECTOR | 4377133 |
| BURNS, RYAN DOUGLAS | DIRECTOR | 7427168 |
| CARBERRY, CRAIG RICHARD | SECRETARY | 2075889 |
| CHAPPELL, DARLENE | MLRO (ANTI-MONEY LAUNDERING OFFICER) | 8158928 |
| CHERRY, JON VINCENT | PRESIDENT | 4255568 |
| CHERRY, JON VINCENT | DIRECTOR | 4255568 |
| ELLIS, KATHERINE THERESE | DIRECTOR | 2519959 |
| GOFORTH, STEPHANIE ECKERT | DIRECTOR | 4348777 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF FINANCIAL OFFICER | 5716365 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF OPERATIONS OFFICER | 5716365 |
| PICKETT, MELANIE ZAIRIS | DIRECTOR | 3256748 |
| THOMAS, SUNITHA CHERIAN | DIRECTOR | 7881171 |
| THORNTON, MITCHELL BLAIR | DIRECTOR | 2515299 |
| WILLIAMS, AMANDA TAWNEY | CHIEF COMPLIANCE OFFICER | 4195897 |
Regulatory assets under management
| Total Number of Accounts | 2,283 |
| AUM (Assets Under Management) | $ 1,276,929,981 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 09/25/2024 | ||
| 08/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
