Joseph S. Yoon

QM ADVISORS LLC

Great Falls, VA

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CRD#: 4259204

Professional summary

Joseph S Yoon, CFP®, CIMA®, who also goes by Joe Yoon, is a registered financial advisor currently at QM ADVISORS LLC located in Great Falls, Virginia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 12 firms and has passed the Series 65, Series 66, SIE, Series 3, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Yoon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph S Yoon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 14, 2024 - Present

QM ADVISORS LLC

RIA

CRD#: 297438

Great Falls, VA

Past

August 7, 2023 - March 27, 2024

ONEDIGITAL

RIA

CRD#: 106766

Reston, VA

Past

January 20, 2021 - July 25, 2023

TIMESCALE FINANCIAL, INC.

RIA

CRD#: 186511

Reston, VA

Past

March 8, 2019 - January 11, 2021

AOG WEALTH MANAGEMENT

RIA

CRD#: 159026

GREAT FALLS, VA

Past

March 8, 2019 - July 31, 2019

KALOS CAPITAL, INC.

CRD#: 44337

GREAT FALLS, VA

Past

June 3, 2016 - January 18, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TYSONS CORNER, VA

Past

May 3, 2016 - January 18, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TYSONS CORNER, VA

Past

April 10, 2014 - May 28, 2015

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BETHESDA, MD

Past

November 19, 2012 - October 22, 2013

CMG CAPITAL MANAGEMENT GROUP, INC.

RIA

CRD#: 110750

MALVERN, PA

Past

August 28, 2009 - October 24, 2012

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

December 12, 2000 - August 31, 2009

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

September 15, 2000 - November 24, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 15, 2000 - November 24, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QM ADVISORS LLC

G&S CAPITAL LLC | QM ADVISORS LLC

CRD#: 297438 / SEC#: 801-132594

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Virginia

Registered Investment Advisory firm - (4/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/29/2024)

IAR

Virginia
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/17/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/14/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/31/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/23/2001

General Securities Principal Examination

Current Firm

QM ADVISORS LLC

G&S CAPITAL LLC | QM ADVISORS LLC

CRD#: 297438 / SEC#: 801-132594

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Virginia

Registered Investment Advisory firm - (4/23/2025 Terminated)

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Contact information

Main Address

Peachtree City, GA

Mailing Address

Phone number

(404) 965-3578

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-QM ADVISORS LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 118,124,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph S. Yoon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph S Yoon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEDIGITAL

TIMESCALE FINANCIAL, INC.

AOG WEALTH MANAGEMENT

KALOS CAPITAL, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FORESIDE FUND SERVICES, LLC

CMG CAPITAL MANAGEMENT GROUP, INC.

CEROS FINANCIAL SERVICES, INC.

GUGGENHEIM DISTRIBUTORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

QM ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2016

Series 66

Date: 9/1/2000

SIE

Date: 10/1/2018

Series 3

Date: 5/17/2010

Series 7

Date: 9/14/2000

Series 53

Date: 3/31/2009

Series 24

Date: 8/23/2001

Current Firm

QM ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QM ADVISORS LLC

TRUST BUT VERIFY

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