William B. Moorcroft
Professional summary
William Benjamin Moorcroft, who also goes by Will Moorcroft, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Hartford, Connecticut.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 14 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Benjamin Moorcroft's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2021 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Office #1: One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103Office #2: One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103September 17, 2012 - September 23, 2021
SAYBRUS EQUITY SERVICES, LLC
September 17, 2012 - September 24, 2021
1851 SECURITIES, INC
December 12, 2011 - September 6, 2012
OSAIC FA, INC.
December 12, 2011 - September 6, 2012
OSAIC FS, INC.
December 12, 2011 - September 6, 2012
OSAIC FA, INC.
March 12, 2010 - October 24, 2011
NEW ENGLAND SECURITIES
March 12, 2010 - October 24, 2011
MSI FINANCIAL SERVICES, INC.
November 22, 2006 - October 24, 2011
WALNUT STREET SECURITIES, INC.
July 7, 2004 - October 24, 2011
TOWER SQUARE SECURITIES, INC.
July 7, 2004 - October 24, 2011
TOWER SQUARE SECURITIES, INC.
March 11, 2004 - June 18, 2004
VP DISTRIBUTORS LLC
March 5, 2004 - June 18, 2004
WS GRIFFITH SECURITIES, INC.
February 26, 2004 - June 18, 2004
WS GRIFFITH SECURITIES, INC.
June 30, 2002 - March 5, 2004
DIME INVESTMENT SERVICES
April 2, 2002 - June 3, 2002
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 15, 2002 - February 24, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 29, 2000 - March 15, 2002
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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