Rebeca Gonzalez
Professional summary
Rebeca Gonzalez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rebeca is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Rebeca had worked at 5 firms, which includes SOUTHEAST INVESTMENTS N.C. INC., NATIONAL SECURITIES CORPORATION, DAVID LERNER ASSOCIATES INC., CARDINAL CAPITAL MANAGEMENT INC., R.K. GRACE & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2011 - December 14, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
January 21, 2011 - June 10, 2011
NATIONAL SECURITIES CORPORATION
March 12, 2008 - November 30, 2010
DAVID LERNER ASSOCIATES, INC.
February 2, 2001 - January 17, 2003
CARDINAL CAPITAL MANAGEMENT, INC.
January 16, 2001 - May 3, 2001
R.K. GRACE & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
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