Mark D. Heisey

OSAIC WEALTH

ALLEN PARK, MI 48101

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CRD#: 4258866

Professional summary

Mark David Heisey is a registered financial advisor currently at OSAIC WEALTH, INC. located in Allen Park, Michigan and OSAIC ADVISORY SERVICES, LLC located in Allen Park, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CLC CORPORATION NOT INVESTMENT RELATED - EDUCATION - INSTRUCTOR - 09/2005 - APPROX 5 HRS/MOTH (APPROX 5 HRS MONTH DURING TRADING HRS) - CLASS INSTRUCTION THROUGH HUMAN RESOURCES DEPARTMENTS. 2. SECURITIES AMERICA ADVISORS, INC. INVESTMENT-RELATED - ALLEN PARK, MI - INVESTMENT ADVISER - INVESTMENT ADVISER REPRESENTATIVE - 12/2011 - APPROX 40 HRS/MONTH (APPROX 40 HRS/MONTH DURING TRADING HRS) - INVESTMENT ADVISORY SERVICES. 3. DALON TAX SERVICE POSITION: Owner NATURE: DALON TAX SERVICE, TAX PREPARATION/OWNER, 40% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/01/2009 ADDRESS: 17150 Ecorse Rd, Allen Park MI 48101 DESCRIPTION: Tax preparation 4. MARK HEISEY POSITION: Owner NATURE: LIFE INSURANCE- AGENT- SALES- INVESTMENT RELATED- START DATE: 9/2007 LOCATED AT 17150 ECORSE RD; ALLEN PARK, MI 48101-2454 INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2007 ADDRESS: 17150 Ecorse Rd, Allen Park MI 48101 DESCRIPTION: Fixed insurance sales 5. DBA - Secure Financial Corp 6. RENTAL REAL ESTATE POSITION: Owner NATURE: MARK HEISEY/RENTAL PROPERTY--OWNER - 2% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 06/01/2012 ADDRESS: 17150 Ecorse Rd, Allen Park MI 48101 DESCRIPTION: COMMERCIAL RENTAL REAL ESTATE 7. SECURE FINANCIAL POSITION: Owner/Sales NATURE: Insurance sales and financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2019 ADDRESS: 17150 Ecorse Rd, Allen Park MI 48101 DESCRIPTION: Sales of Insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Heisey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Mark David Heisey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 17150 Ecorse Rd, Allen Park, MI 48101

RIA

CRD#: 23131

ALLEN PARK, MI

Current

November 8, 2024 - Present

OSAIC ADVISORY SERVICES, LLC

Office #1: 17150 Ecorse Rd, Allen Park, MI 48101

RIA

CRD#: 171070

ALLEN PARK, MI

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 17150 Ecorse Rd, Allen Park, MI 48101

RIA

CRD#: 23131

ALLEN PARK, MI

Past

March 1, 2021 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

ALLEN PARK, MI

Past

March 1, 2018 - March 16, 2021

CEDAR BROOK GROUP

RIA

CRD#: 290670

ALLEN PARK, MI

Past

December 8, 2011 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ALLEN PARK, MI

Past

January 4, 2006 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

ALLEN PARK, MI

Past

May 26, 2004 - December 31, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HOUSTON, TX

Past

December 21, 2000 - March 5, 2004

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

Arkansas
(6/14/2024)

Florida
(6/14/2024)

Georgia
(6/14/2024)

Illinois
(6/14/2024)

Indiana
(6/14/2024)

Iowa
(6/14/2024)

Kentucky
(6/14/2024)

Michigan
(6/14/2024)

IAR

Michigan
(6/14/2024)

Ohio
(6/14/2024)

Texas
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/20/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Heisey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Heisey's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Mark David Heisey's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

ARBOR POINT ADVISORS

CEDAR BROOK GROUP

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

PFS INVESTMENTS INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2011

Series 63

Date: 7/26/2001

SIE

Date: 10/1/2018

Series 6

Date: 12/20/2000

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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