Charles D. Domer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Daniel Domer, who also goes by Charles D Domer, Chuck Domer, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2018 - February 4, 2019
RIVER WEALTH ADVISORS LLC
October 8, 2015 - March 16, 2018
ECON WEALTH MANAGEMENT
November 18, 2013 - October 6, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 15, 2013 - October 6, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 12, 2013 - October 3, 2013
SANTANDER SECURITIES LLC
June 12, 2013 - October 3, 2013
SANTANDER SECURITIES LLC
February 22, 2012 - May 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2011 - May 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 3, 2009 - January 3, 2011
PRUCO SECURITIES, LLC.
March 8, 2002 - October 25, 2002
METROPOLITAN LIFE INSURANCE COMPANY
March 8, 2002 - October 25, 2002
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RIVER WEALTH ADVISORS LLC
CRD#: 173767 / SEC#: 801-80629
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIVER WEALTH ADVISORS LLC
CRD#: 173767 / SEC#: 801-80629
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,422 |
| AUM (Assets Under Management) | $ 1,257,151,714 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
