Mathew D. Dahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathew David Dahl, who also goes by Matt Dahl, Matthew Dahl, was a registered financial professional .
Mathew is a previously registered financial professional and started their career in finance in 2000. Mathew had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2012 - December 20, 2012
KEMA PARTNERS LLC
February 28, 2011 - June 4, 2012
SIGNAL HILL CAPITAL GROUP LLC
October 21, 2009 - February 25, 2011
WALLER CAPITAL SECURITIES LLC
May 12, 2009 - October 1, 2009
GT SECURITIES, INC.
September 1, 2004 - April 6, 2009
BANC OF AMERICA SECURITIES LLC
October 11, 2000 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
