Jennifer L. Hinrichsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Leigh Hinrichsen, who also goes by Jennifer Leigh Hinrichsen, Jennifer Mcintyre Hinrichsen, Jennifer Hinrichsen, Jennifer Leigh Mcintyre, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2000. Jennifer had worked at 12 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2024 - May 29, 2026
EQUITABLE DISTRIBUTORS, LLC
September 28, 2023 - August 6, 2024
EMPOWER FINANCIAL SERVICES, INC.
March 14, 2022 - September 12, 2023
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 6, 2020 - December 9, 2021
ASCENSUS BROKER DEALER SERVICES, LLC
June 5, 2018 - December 31, 2019
PRINCIPAL SECURITIES, INC.
October 12, 2007 - October 3, 2012
STATE FARM VP MANAGEMENT CORP.
February 10, 2006 - June 13, 2007
VP DISTRIBUTORS LLC
April 20, 2005 - January 31, 2006
METROPOLITAN LIFE INSURANCE COMPANY
April 20, 2005 - January 31, 2006
MSI FINANCIAL SERVICES, INC.
September 29, 2004 - April 21, 2005
CITICORP INVESTMENT SERVICES
June 15, 2004 - September 20, 2004
SOUTHTRUST SECURITIES, LLC
October 30, 2000 - June 3, 2004
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| LARUSSA, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER | 4728315 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
