Cameron D. Cole

EMPIRICAL WEALTH MANAGEMENT

Salt Lake City, UT 84121

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CRD#: 4258298

Professional summary

Cameron D Cole, CFP®, who also goes by Cameron D. Cole, Cameron David Cole, is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Salt Lake City, Utah.

Cameron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Cameron has worked at 9 firms and has passed the Series 63, Series 66, Series 65, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cameron D. Cole | Cameron David Cole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron D Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 11, 2025 - Present

EMPIRICAL WEALTH MANAGEMENT

Office #1: 2825 E Cottonwood Pkwy Ste 500, Salt Lake City, UT 84121

RIA

CRD#: 152622

Salt Lake City, UT

Past

December 5, 2024 - July 9, 2025

SOLIDARITY WEALTH, LLC

RIA

CRD#: 315843

LEHI, UT

Past

June 16, 2021 - December 13, 2024

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

DENVER, CO

Past

June 14, 2021 - December 13, 2024

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

DENVER, CO

Past

March 24, 2011 - February 6, 2015

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

SALT LAKE CITY, UT

Past

March 24, 2011 - February 6, 2015

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

November 27, 2007 - March 25, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

SALT LAKE CITY, UT

Past

November 27, 2007 - March 25, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SALT LAKE CITY, UT

Past

June 19, 2007 - March 25, 2010

TD AMERITRADE, INC.

CRD#: 7870

SALT LAKE CITY, UT

Past

May 29, 2002 - May 23, 2007

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

WASHINGTON, DC

Past

October 6, 2000 - August 14, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168

RIA

Registered Investment Advisory firm - (2/23/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/23/2011 Terminated)

California

Registered Investment Advisory firm - (2/25/2011 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2011 Terminated)

Washington

Registered Investment Advisory firm - (2/23/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/20/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/31/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/10/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/3/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/19/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168

RIA

Registered Investment Advisory firm - (2/23/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/23/2011 Terminated)

California

Registered Investment Advisory firm - (2/25/2011 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2011 Terminated)

Washington

Registered Investment Advisory firm - (2/23/2011 Terminated)

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Contact information

Main Address

1420 5th Ave Suite 3150, Seattle, WA 98101

Mailing Address

Phone number

(206) 923-3474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (11/7/2025)

EMPIRICAL WEALTH MANAGEMENT (11/7/2025)

Regulatory assets under management

Total Number of Accounts	8,402
AUM (Assets Under Management)	$ 6,701,226,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cameron D. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron D Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLIDARITY WEALTH, LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

ZIONS CAPITAL ADVISORS, INC.

ZIONS DIRECT, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SANFORD C. BERNSTEIN & CO., LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

EMPIRICAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 7/20/2021

Series 66

Date: 10/31/2007

Series 65

Date: 1/10/2001

Series 7

Date: 10/5/2000

Series 10

Date: 4/3/2006

Series 9

Date: 1/19/2006

Current Firm

EMPIRICAL WEALTH MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRICAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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