Charles M. Garrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Monroe Garrison, who also goes by Monroe Garrison, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2002 - August 27, 2014
GARRISON CAPITAL MANAGEMENT, LLC
October 11, 2000 - April 8, 2002
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GARRISON CAPITAL MANAGEMENT, LLC
CRD#: 121350 / SEC#: 801-62997
Contact information
Red Flags
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