Daniel E. Crowley
Professional summary
Daniel E Crowley, who also goes by Daniel Edward Crowley, Daniele Crowley, Daniel Crowley, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel E Crowley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003December 22, 2021 - March 4, 2024
DEUTSCHE BANK SECURITIES INC.
August 1, 2018 - September 29, 2021
BNP PARIBAS SECURITIES CORP.
September 22, 2008 - February 24, 2016
BARCLAYS CAPITAL INC.
October 11, 2000 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2025)
(4/17/2025)
Exams
Series 55
Date: 2/16/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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