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LY

Lisa F. Yahr

APOLLO GLOBAL SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4257622
LY
Lisa Faye YahrAPOLLO GLOBAL SECURITIES

Professional summary

Lisa Faye Yahr is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Miami, Florida.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2000. Lisa has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Faye Yahr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

APOLLO GLOBAL SECURITIES, LLC

Office #1: 701 Brickell Ave Suite 2300, Miami, FL 33131
BD
CRD#: 153502
Miami, FL
Past

April 28, 2014 - December 14, 2015

AG BD LLC

BD
CRD#: 23122
NEW YORK, NY
Past

November 3, 2008 - August 9, 2012

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 22, 2008 - October 29, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 11, 2000 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/10/2026)
RR
New York
(7/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/1/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/30/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AG
APOLLO GLOBAL SECURITIES, LLC
AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502 / SEC#: , 8-68542

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
9 West 57th Street, New York, NY 10019-2701
Mailing Address
9 West 57th Street, New York, NY 10019-2701
Phone number
(212) 515-3200
Established
Delaware since 03/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P.SOLE MEMBER
CHATTERJEE, WHITNEY AMEMBER BOARD OFMANAGERS7874808
DRESCHER, STEPHANIEHEAD OF MARKETING3055145
LEVY, YAEL KENANCHIEF COMPLIANCE OFFICER4435788
NEEDLEMAN, ERIC DAVIDPRESIDENT2773431
TREBING, ADAM PMEMBER BOARD OF MANAGERS5828238
TREBING, ADAM PCFO / FINOP / PFO / POO5828238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502Miami, FL 33131

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