Ethan D. Goodson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ethan Dillon Goodson was a registered financial professional .
Ethan is a previously registered financial professional and started their career in finance in 2009. Ethan had worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2022 - November 22, 2023
QUADRIGA SECURITIES, LLC
October 16, 2019 - October 12, 2021
PCF CAPITAL MARKETS LLC
May 3, 2019 - August 9, 2019
CROSSTREE CAPITAL SECURITIES, LLC
June 24, 2016 - March 11, 2019
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
August 21, 2015 - April 20, 2016
HOULIHAN LOKEY CAPITAL, INC.
September 21, 2011 - February 1, 2013
UBS SECURITIES LLC
December 21, 2009 - January 13, 2010
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
QUADRIGA SECURITIES, LLC
CRD#: 153861 / SEC#: , 8-68580
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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