Deborah B. Friend

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CRD#: 4257503

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Deborah B. Friend was a registered financial professional .

Deborah is a previously registered financial professional and started their career in finance in 2001. Deborah had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 16, 2015 - February 21, 2024

RPG FAMILY WEALTH ADVISORY, LLC

RIA

CRD#: 158528

BURLINGTON, MA

Past

June 3, 2015 - June 17, 2015

DETWILER FENTON & CO.

CRD#: 1794

Topsfield, MA

Past

June 13, 2012 - May 28, 2015

DETWILER FENTON WEALTH MANAGEMENT INC

CRD#: 16063

BOSTON, MA

Past

August 25, 2010 - July 1, 2015

DETWILER FENTON INVESTMENT MANAGEMENT LLC

RIA

CRD#: 153808

BOSTON, MA

Past

August 21, 2009 - December 1, 2010

DETWILER FENTON & CO.

RIA

CRD#: 1794

TOPSFIELD, MA

Past

August 21, 2009 - January 3, 2012

DETWILER FENTON & CO.

CRD#: 1794

TOPSFIELD, MA

Past

April 25, 2001 - September 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PEABODY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPG FAMILY WEALTH ADVISORY, LLC

CRD#: 158528 / SEC#: 801-72631

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2001

General Securities Representative Examination

Current Firm

RPG FAMILY WEALTH ADVISORY, LLC

CRD#: 158528 / SEC#: 801-72631

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

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Contact information

Main Address

25 Burlington Mall Road Suite 404, Burlington, MA 01803

Mailing Address

Phone number

(888) 285-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RPG FAMILY WEALTH ADVISORY (FWA) - DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/6/2025)

Regulatory assets under management

Total Number of Accounts	1,960
AUM (Assets Under Management)	$ 590,320,074

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Deborah B. Friend

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DETWILER FENTON & CO.

DETWILER FENTON WEALTH MANAGEMENT INC

DETWILER FENTON INVESTMENT MANAGEMENT LLC

DETWILER FENTON & CO.

DETWILER FENTON & CO.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

RPG FAMILY WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2001

SIE

Date: 6/17/2015

Series 7

Date: 4/24/2001

Current Firm

RPG FAMILY WEALTH ADVISORY, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPG FAMILY WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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