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Louis H Haym

CRD# 4257451·Registered 2000 - 2022
Previously Registered: Being a previously registered professional could mean that Louis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Louis H Haym, who also goes by Louis Harry Haym, was a registered financial advisor. Louis was a previously registered financial professional and started their career in finance 2000 - 2022. Louis had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Louis Harry Haym

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

AVM, L.P.·CRD# 16710
BD
Boca Raton, FL
June 2, 2014 - September 12, 2022
JEFFERIES LLC·CRD# 2347
BD
New York, NY
October 25, 2010 - March 25, 2014
TEMPO CAPITAL CORPORATION·CRD# 117092
BD
Greenwich, CT
August 27, 2004 - December 14, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 13, 2000 - July 27, 2004

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Current Firm

AL
AVM, L.P.

ADAMS, VINER & MOSLER, LTD. | AVM, L.P. | ADAMS, VINER, & MOSLER, LTD.

CRD#: 16710 / SEC#: 8-35136
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

777 Yamato Road Suite 300, Boca Raton, FL 33431

Mailing Address

777 Yamato Road Suite 300, Boca Raton, FL 33431

Phone Number

(561) 544-4400

Established

Illinois since 09/30/1983

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HSZ HOLDINGS, LLCLIMITED PARTNER—
LESTER N. COYLE REVOCABLE TRUSTLIMITED PARTNER—
PANTHERS INVESTMENT LIMITED PARTNERSHIPLIMITED PARTNER—
PELLEGRINO, CHRISTIAN MINASSIANLIMITED PARTNER6053985
PREST, JASONLIMITED PARTNER4475716
SARAOGI HOLDINGS, LLCLIMITED PARTNER—
WYLER, SCOTT LAWRENCECHIEF EXECUTIVE OFFICER2869488
WYLER, SCOTT LAWRENCELIMITED PARTNER2869488
ANUAR, YELENA NMNLIMITED PARTNER6253705
ANUAR, YELENA NMNCHIEF FINANCIAL OFFICER6253705
AVM ASSOCIATES LLCGENERAL PARTNER—
COYLE, LESTER NOELTRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST4727659
HANSEN, KAREN MARIEGENERAL COUNSEL5291197
HANSEN, KAREN MARIETRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST5291197
OLOFSSON, THOMAS ROLFLIMITED PARTNER3244639
POLLARD, JOHN DAVID JRCHIEF COMPLIANCE OFFICER7884559
PRINTZ, ROBERT ANDREWPRESIDENT2348404
THE KAREN M. HANSEN REVOCABLE TRUSTLIMITED PARTNER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LH
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