Louis H. Haym
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis H Haym, who also goes by Louis Harry Haym, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2000. Louis had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2014 - September 12, 2022
AVM, L.P.
October 25, 2010 - March 25, 2014
JEFFERIES LLC
August 27, 2004 - December 14, 2004
TEMPO CAPITAL CORPORATION
October 13, 2000 - July 27, 2004
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVM, L.P.
CRD#: 16710 / SEC#: , 8-35136
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSZ HOLDINGS, LLC | LIMITED PARTNER | |
| LESTER N. COYLE REVOCABLE TRUST | LIMITED PARTNER | |
| PANTHERS INVESTMENT LIMITED PARTNERSHIP | LIMITED PARTNER | |
| PELLEGRINO, CHRISTIAN MINASSIAN | LIMITED PARTNER | 6053985 |
| PREST, JASON | LIMITED PARTNER | 4475716 |
| SARAOGI HOLDINGS, LLC | LIMITED PARTNER | |
| WYLER, SCOTT LAWRENCE | LIMITED PARTNER | 2869488 |
| WYLER, SCOTT LAWRENCE | CHIEF EXECUTIVE OFFICER | 2869488 |
| ANUAR, YELENA NMN | LIMITED PARTNER | 6253705 |
| ANUAR, YELENA NMN | CHIEF FINANCIAL OFFICER | 6253705 |
| AVM ASSOCIATES LLC | GENERAL PARTNER | |
| COYLE, LESTER NOEL | TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST | 4727659 |
| HANSEN, KAREN MARIE | GENERAL COUNSEL | 5291197 |
| HANSEN, KAREN MARIE | TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST | 5291197 |
| OLOFSSON, THOMAS ROLF | LIMITED PARTNER | 3244639 |
| POLLARD, JOHN DAVID JR | CHIEF COMPLIANCE OFFICER | 7884559 |
| PRINTZ, ROBERT ANDREW | PRESIDENT | 2348404 |
| THE KAREN M. HANSEN REVOCABLE TRUST | LIMITED PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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