Jerry Newcomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Newcomb, who also goes by Jerry Newcombe, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1987. Jerry had worked at 2 firms and has passed the Series 25 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2009 - January 8, 2014
DOYLE, INC.
November 9, 1987 - July 2, 2007
ITG EXECUTION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/14/2000
NYSE Trading Assistant ExaminationCurrent Firm
DOYLE, INC.
CRD#: 144141 / SEC#: , 8-67637
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOYLE, JOHN JOSEPH | PRES/SECY/TREAS/CFO/CCO/COO | 1724233 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
