Angie K. Caromile
Professional summary
Angie Kay Caromile, who also goes by Angie Kay Caromile, Angie Kay Jordan, Angie Jordan, Angie Kay Nosbisch, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Angie is registered as a RR (Registered Representative) and started their career in finance in 2001. Angie has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angie Kay Caromile's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2012 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917December 4, 2015 - August 6, 2021
FIDELITY BROKERAGE SERVICES LLC
October 1, 2010 - November 8, 2011
LPL FINANCIAL LLC
May 19, 2010 - October 6, 2010
FIRST ALLIED SECURITIES, INC.
July 8, 2002 - May 11, 2009
UNX LLC
August 31, 2001 - June 21, 2002
PCS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/24/2003
Limited Representative-Equity Trader ExamSeries 11
Date: 8/30/2001
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Smithfield, RI 02917TRUST BUT VERIFY
Monitor Angie Caromile
Get automatic monthly alerts on:
