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Mariana N. Niro

CRD# 4256945·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Mariana is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mariana N. Niro, who also goes by Mariana Natucci Niro, Mariana N Niro-rodriguez, was a registered financial advisor. Mariana was a previously registered financial professional and started their career in finance 2000 - 2012. Mariana had worked at 6 firms and has passed the Series 63, Series 11 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mariana Natucci Niro, Mariana N Niro-Rodriguez

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

INTERBOLSA SECURITIES, LLC·CRD# 150715
BD
Miami, FL
June 14, 2012 - June 14, 2012
ATLAS ONE FINANCIAL GROUP, LLC·CRD# 124057
BD
Miami, FL
March 23, 2004 - November 29, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
July 1, 2003 - March 22, 2004
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 12, 2002 - July 1, 2003
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
May 2, 2001 - July 24, 2002
THE PARTNERS FINANCIAL GROUP, INC.·CRD# 31979
BD
Miami, FL
October 18, 2000 - October 19, 2001

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Current Firm

IS
INTERBOLSA SECURITIES, LLC

INTERBOLSA SECURITIES, LLC

CRD#: 150715 / SEC#: 8-68289
BD
Terminated by SEC on 03/31/2013

Contact Information

Established

Delaware since 10/29/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INTERBOLSA USA HOLDINGS INC.MANAGING MEMBER—
KARPEL, STEVEN ROYCEO, CCO, COO2100626
VELASQUEZ ELNESER, FARID ANDRESCFO4865394

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed May 2012

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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