Mariana N. Niro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mariana N. Niro, who also goes by Mariana Natucci Niro, Mariana N Niro-rodriguez, was a registered financial professional .
Mariana is a previously registered financial professional and started their career in finance in 2000. Mariana had worked at 6 firms and has passed the Series 63, Series 11 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2012 - June 14, 2012
INTERBOLSA SECURITIES, LLC
March 23, 2004 - November 29, 2004
ATLAS ONE FINANCIAL GROUP, LLC
July 1, 2003 - March 22, 2004
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 2, 2001 - July 24, 2002
PERSHING LLC
October 18, 2000 - October 19, 2001
THE PARTNERS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 5/9/2012
Assistant Representative-Order Processing Qualification ExamCurrent Firm
INTERBOLSA SECURITIES, LLC
CRD#: 150715 / SEC#: , 8-68289
Contact information
Documents
Red Flags
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