Theodore K. Smith
Professional summary
Theodore Kelvin Smith, who also goes by Theodore K Smith, is a registered financial professional currently at ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION located in New York, New York.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 2005. Theodore has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Kelvin Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2011 - Present
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
Office #1: 437 Madison Avenue Suite 1904, New York, NY 10022November 22, 2006 - July 21, 2011
DELAWARE DISTRIBUTORS, L.P.
June 14, 2005 - November 1, 2006
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 15, 2005 - May 17, 2005
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
CRD#: 152920 / SEC#: , 8-68490
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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