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Gary Ozelious Clement

CRD# 4256755·Registered 2000 - 2022
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Ozelious Clement was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 2000 - 2022. Gary had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CLEMENT ASSET MANAGEMENT, LLC·CRD# 164043
RIA
Atlanta, GA
May 8, 2012 - December 31, 2022
FSC SECURITIES CORPORATION·CRD# 7461
RIA
Atlanta, GA
October 16, 2007 - April 27, 2010
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
October 1, 2007 - April 27, 2010
CLEMENT ASSET MANAGEMENT, LLC·CRD# 143286
RIA
Dunwoody, GA
May 25, 2007 - December 31, 2007
E*TRADE SECURITIES LLC·CRD# 29106
BD
Alpharetta, GA
December 2, 2005 - April 21, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
May 25, 2004 - November 8, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 24, 2001 - November 25, 2002
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
March 9, 2001 - May 14, 2001
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
October 6, 2000 - January 10, 2001

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Current Firm

CA
CLEMENT ASSET MANAGEMENT, LLC

CLEMENT ASSET MANAGEMENT, LLC

CRD#: 164043

Contact Information

Main Address

Atlanta, GA

Phone Number

(770) 313-0624

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

48

AUM (Assets Under Management)

$2,753,451

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GARY O. CLEMENT IS AN ADJUNCT INSTRUCTOR FOR THE CERTIFIED FINANCIAL PLANNING PROGRAMS AT THE UNIVERSITY OF GEORGIA AND KAPLAN SCHWESER. THIS ACTIVITY TAKES UP ABOUT 20% OF THE WORK WEEK.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2019About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Aug 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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