Joseph W. Skaines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Wyatt Skaines, who also goes by Wyatt Skaines, Joseph Wyatt Wyatt, Joseph Wyatt, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1971. Joseph had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 27, Series 40 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - December 31, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 19, 1991 - June 14, 1994
FINANCIAL SERVICES INVESTMENT AFFILIATE, INC.
September 2, 1988 - December 4, 1990
CARTY, HARDING & HEARN, INC.
January 4, 1988 - August 29, 1988
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
August 4, 1987 - January 9, 1988
HIBBARD BROWN & CO., INC.
January 14, 1985 - July 6, 1987
BRENNER STEED, INC.
July 20, 1979 - November 5, 1984
UMIC, INC.
June 14, 1978 - August 20, 1979
BEVILL, BRESLER & SCHULMAN INCORPORATED
February 9, 1976 - June 26, 1978
G. WEEKS & CO., INC.
November 10, 1971 - October 6, 1972
UMIC, INC.
August 31, 1971 - December 26, 1971
HIBBARD O'CONNOR & WEEKS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 11/21/1976
Registered Principal ExaminationSeries 00
Date: 8/28/1971
General Securities Principal ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
