Alfred R. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Russell Robertson was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 2000. Alfred had worked at 3 firms and has passed the Series 63, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2013 - August 28, 2013
THE HOGAN COMPANY
August 11, 2010 - October 17, 2012
CASCADE PARTNERS BD, LLC
October 31, 2000 - January 14, 2002
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HOGAN COMPANY
CRD#: 122399 / SEC#: , 8-65493
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HOGAN GROUP | SOLE SHAREHOLDER | |
| HOGAN, WILLIAM EDWARD II | CHAIRMAN OF THE BOARD/CEO/CCO/COO/DESIGNATED PRINCIPAL/AML PRINCIPAL/EXECUTIVE REPRESENTATIVE/CFO/FINOP | 4573091 |
Red Flags
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