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JG

James E. Goble

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CRD#: 4256158
JG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Edward Goble was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2000. James had worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 5, 2009 - February 28, 2019

INTERNATIONAL DISCOUNT INVESTORS

RIA
CRD#: 110167
KNOXVILLE, TN
Past

March 24, 2005 - February 15, 2006

PATRIOT INVESTMENT MANAGEMENT GROUP INC

RIA
CRD#: 112155
KNOXVILLE, TN
Past

May 29, 2002 - May 5, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
KNOXVILLE, TN
Past

October 3, 2000 - May 5, 2004

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/3/2000
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


ID
INTERNATIONAL DISCOUNT INVESTORS
INTERNATIONAL DISCOUNT INVESTORS | INTERNATIONAL DISCOUNT INVESTORS INC

CRD#: 110167 / SEC#: 801-48914

RIA
Registered Investment Advisory firm - (6/28/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (6/22/2012 Approved)
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Contact information


Main Address
Dandridge, TN
Mailing Address
P.o. Box 707, Dandridge, TN 37725
Phone number
(865) 212-4333
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts138
AUM (Assets Under Management)$ 54,663,716

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERNATIONAL DISCOUNT INVESTORS

CRD#: 110167

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