Ann M. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Marie Hughes, who also goes by Ann Murray Cutts, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 2000. Ann had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - April 25, 2014
SPC
January 30, 2012 - April 9, 2014
SAMMONS FINANCIAL NETWORK, LLC
March 8, 2011 - March 25, 2011
AST INVESTMENT SERVICES, INC.
March 8, 2011 - March 25, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 17, 2009 - January 18, 2011
DIRECTED SERVICES LLC
December 12, 2000 - January 18, 2011
DIRECTED SERVICES LLC
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
