Frank D. Benick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank David Benick was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2000. Frank had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2008 - July 14, 2014
KISTLER-TIFFANY ADVISORS
January 2, 2008 - July 17, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 6, 2004 - December 31, 2007
CINCINNATI ANALYSTS, INC.
October 19, 2000 - December 31, 2007
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KISTLER-TIFFANY ADVISORS
CRD#: 145256 / SEC#: 801-68502
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,422 |
| AUM (Assets Under Management) | $ 991,928,963 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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