AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AK

Aaron M. Kneas

NEW CENTURY CAPITAL PARTNERS
Los Angeles, CA 90024
Some features on this profile are disabled
CRD#: 4255901
AK

Professional summary

Aaron Matthew Kneas MR. is a registered financial professional currently at NEW CENTURY CAPITAL PARTNERS, INC. located in Los Angeles, California.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2000. Aaron has worked at 4 firms and has passed the Series 63, SIE, Series 22, Series 79, Series 3, Series 7 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEW CENTURY CAPITAL PARTNERS: HEALTHCARE INVESTMENT BANKING; MANAGING DIRECTOR. JTM CAPITAL MANAGEMENT: INTRODUCING BROKER FOR MANAGED FUTURES & COMMODITIES TRADING; DIRECTOR OF MARKETING - 2 hours per month AK INVESTMENTS LLC: MEMBER, RE RENTAL, PERSONAL ENTITY , COMMODITY POOL OPERATOR - 2 hours/month VIZION HEALTH LLC: MANAGER; HEALTHCARE COMPANY; NON-INVESTMENT RELATED - 20 hours/month ARETE WEALTH ADVISORS, RIA, WEALTH MANAGEMENT - 5 hours/month ATTAINABLE ALPHA MANAGER CAPITAL MGMT, LLC, COMMODITY POOL - 5 hours/month

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron Matthew Kneas MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2014 - Present

NEW CENTURY CAPITAL PARTNERS, INC.

Office #1: 1707 Glendon Avenue Suite 3, Los Angeles, CA 90024
BD
CRD#: 147071
Los Angeles, CA
Past

January 9, 2018 - January 9, 2025

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
Charlotte, NC
Past

October 28, 2011 - January 5, 2018

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
CHICAGO, IL
Past

September 8, 2011 - February 18, 2014

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL
Past

November 21, 2000 - March 12, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/11/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 4/11/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 8/28/2012
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 9/7/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/1/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 11/6/2012
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NEW CENTURY CAPITAL PARTNERS, INC.
NEW CENTURY CAPITAL PARTNERS, INC. | NEW CENTURY CAPITAL PARTNERS, LLC

CRD#: 147071 / SEC#: , 8-67873

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1707 Glendon Avenue Suite 3, Los Angeles, CA 90024
Mailing Address
1112 Montana Avenue Ste 465, Santa Monica, CA 90403
Phone number
(424) 877-0680
Established
California since 12/29/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SALTER, MARK JACKCEO/PRESIDENT/MANAGING MEMBER/CCO2250841
GEORGE, KENNETH RONALDFINOP2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW CENTURY CAPITAL PARTNERS, INC.

CRD#: 147071Los Angeles, CA 90024

TRUST BUT VERIFY

Monitor Aaron Kneas

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Los Angeles, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics