William E. Torriente
Professional summary
William Edward Torriente JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, William had worked at 4 firms, which includes WEALTHSOURCE®, COMERICA SECURITIES, WELLS FARGO INVESTMENTS LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2020 - March 18, 2021
WEALTHSOURCE®
November 16, 2009 - October 20, 2020
COMERICA SECURITIES
October 30, 2009 - October 20, 2020
COMERICA SECURITIES
July 11, 2006 - November 5, 2009
WELLS FARGO INVESTMENTS, LLC
June 28, 2006 - November 5, 2009
WELLS FARGO INVESTMENTS, LLC
June 15, 2004 - December 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2000 - December 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WEALTHSOURCE®
CRD#: 282202 / SEC#: 801-107199
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,245 |
| AUM (Assets Under Management) | $ 2,116,238,123 |
Red Flags
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