Ansley R. Mellette

HARBOUR WEALTH MANAGEMENT GROUP

Daniel Island, SC 29492

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CRD#: 4255583

Professional summary

Ansley R Mellette, who also goes by Ansley Elizabeth Royal, is a registered financial advisor currently at HARBOUR WEALTH MANAGEMENT GROUP, INC. located in Daniel Island, South Carolina and M HOLDINGS SECURITIES, INC. located in Daniel Island, South Carolina.

Ansley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ansley has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ansley Elizabeth Royal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) M Holdings Securities, Inc.; Registered Representative; investment related; 10/2021; Daniel Island, SC; Serves as a representative for clients who are trading investment products and securities; 10% of time during trading hours. 2) Harbour Wealth Management Group, Inc.; 126 Seven Farms Drive Suite 150 Daniel Island, SC 29492; Member Firm Affiliation; Investment Related; Registered Client Service Associate; Administrative work; 8/1/2021; 160 hours per month; 160 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ansley R Mellette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2021 - Present

HARBOUR WEALTH MANAGEMENT GROUP, INC.

Office #1: 126 Seven Farms Drive Ste 150, Daniel Island, SC 29492

RIA

CRD#: 314496

Daniel Island, SC

Current

October 15, 2021 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 126 Seven Farms Drive Ste 150, Daniel Island, SC 29492

RIA

CRD#: 43285

Daniel Island, SC

Past

September 4, 2018 - August 6, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MT. PLEASANT, SC

Past

September 4, 2018 - August 6, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MT. PLEASANT, SC

Past

February 12, 2004 - August 28, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MOUNT PLEASANT, SC

Past

January 2, 2003 - August 28, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MOUNT PLEASANT, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR WEALTH MANAGEMENT GROUP, INC.

CRD#: 314496 / SEC#: 801-121292

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

South Carolina
(6/10/2021)

South Carolina
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/3/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/19/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/28/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/13/2005

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

HARBOUR WEALTH MANAGEMENT GROUP, INC.

CRD#: 314496 / SEC#: 801-121292

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

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Contact information

Main Address

126 Seven Farms Drive Ste 150, Daniel Island, SC 29492

Mailing Address

Phone number

(843) 377-8448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HWMG DISCLOSURE BROCHURE AND WRAP PROGRAM (2/21/2025)

Regulatory assets under management

Total Number of Accounts	473
AUM (Assets Under Management)	$ 191,288,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ansley R. Mellette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ansley R Mellette's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HARBOUR WEALTH MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2003

SIE

Date: 10/1/2018

Series 31

Date: 4/3/2007

Series 7

Date: 12/19/2002

Series 10

Date: 9/28/2006

Series 9

Date: 10/13/2005

FINRA

Current Firm

HARBOUR WEALTH MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR WEALTH MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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