RK
Renee R. Kremm
LPL ENTERPRISE
VALPARAISO, IN 46383
Some features on this profile are disabled
CRD#: 4255408
RK
Professional summary
Renee Rose Kremm, ChFC®, who also goes by Renee Rose Beezhold, Renee Rose Stansbury, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Valparaiso, Indiana.
Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Renee has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renee Rose Beezhold | Renee Rose Stansbury
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Residual Commissions; life insurance residuals from previous business; 200 Westgate Circle, ste 400, Annapolis, MD 21401; Start Date 02/2019; Role/Title: Insurance Broker; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] WINDWARD FINANCIAL POSITION: Owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/25/2021 ADDRESS: 815 Ritchie Hwy, Suite 116, Severna Park MD 21146, United States DESCRIPTION: Provide financial planning, insurance and financial services solutions to clients. TWO RIVERS SOCIAL COMMITTEE POSITION: Treasurer and committee member NATURE: Social Activity Planning INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2023 ADDRESS: 1425 Two Rivers Blvd, Odenton MD 21113, United States DESCRIPTION: Tracking receipts that are handed in to Community Management Company. (ComSource Management) No handling of funds. Reporting where funds are going - no actual handling of funds, checkbook, debit cards, et.
CRS (Client Relationship Summary) - RIA
Click below to view Renee Rose Kremm's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Renee Rose Kremm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1805 E. Lincolnway Suite 6, Valparaiso, IN 46383Office #2: 607 Morgan Boulvard, Valparaiso, IN 46383RIA
BD
CRD#: 8733
VALPARAISO, IN
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 1805 E. Lincolnway Suite 6, Valparaiso, IN 46383Office #2: 607 Morgan Boulvard, Valparaiso, IN 46383RIA
BD
CRD#: 8733
VALPARAISO, IN
Past
December 10, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Pikesville, MD
Past
December 10, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Pikesville, MD
Past
November 20, 2009 - December 17, 2019
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
ANNAPOLIS, MD
Past
October 23, 2009 - December 16, 2019
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ANNAPOLIS, MD
Past
March 16, 2007 - September 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
ANNAPOLIS, MD
Past
March 16, 2007 - September 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
ANNAPOLIS, MD
Past
November 20, 2006 - March 19, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BALTIMORE, MD
Past
November 17, 2006 - March 19, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BALTIMORE, MD
Past
August 18, 2005 - November 3, 2006
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LEWIS CENTER, OH
Past
February 4, 2005 - November 3, 2006
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LEWIS CENTER, OH
Past
January 24, 2002 - February 9, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
DUBLIN, OH
Past
August 20, 2001 - February 9, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 5, 2001 - June 4, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 6, 2000 - February 16, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/14/2024)
RR
Colorado(11/14/2024)
RR
Delaware(11/14/2024)
RR
District of Columbia(11/14/2024)
RR
Florida(11/15/2024)
RR
Illinois(11/14/2024)
RR
Indiana(11/14/2024)
IAR
Indiana(11/14/2024)
RR
Maryland(11/14/2024)
IAR
Maryland(11/14/2024)
RR
New Mexico(11/14/2024)
RR
North Carolina(11/14/2024)
RR
Ohio(11/14/2024)
RR
Pennsylvania(11/14/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Utah(11/14/2024)
RR
Virginia(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
