Raymond H. Wilcox

CANNON WEALTH MANAGEMENT SERVICES

Winston Salem, NC 27104

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CRD#: 4255308

Professional summary

Raymond Hugh Wilcox JR, who also goes by Chip Wilcox, Raymond Hugh Wilcox, is a registered financial advisor currently at CANNON WEALTH MANAGEMENT SERVICES located in Winston Salem, North Carolina and PRIVATE CLIENT SERVICES, LLC located in Winston Salem, North Carolina.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Raymond has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chip Wilcox | Raymond Hugh Wilcox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Private Client Services; Investment related; 2225 Lexington Rd, Louisville KY 40206; Broker-Dealer; Registered Rep; Start date 11/1/2022; 10hrs per month; monitor investment portfolios for my clients. 2) Simplicity Group; non-securities related; 5904 Six Forks Rd, Suite 105, Raleigh NC 27609; Insurance; Place Insurance, LTC & FIA/FA Annuity Business. 3) Cannon Wealth Management Services, LLC. 2160 Country Club Road, Winston Salem, NC 27104. RIA. Owner/Partner and financial advisor. 40 hrs/mo; 40 during trading hrs. 4) Stratford Rotary Club; PO Box 25902, Winston-Salem, NC 27114; non-investment related; Service Organization; President; start date 7/1/2025; 2% of time involved; Help make decisions for the club with other board members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Hugh Wilcox JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2022 - Present

CANNON WEALTH MANAGEMENT SERVICES

Office #1: 2160 Country Club Road, Winston Salem, NC 27104

RIA

CRD#: 323302

Winston Salem, NC

Current

November 1, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2160 Country Club Rd, Winston Salem, NC 27104

RIA

CRD#: 120222

Winston Salem, NC

Past

February 14, 2018 - November 10, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

WINSTON-SALEM, NC

Past

February 14, 2018 - November 10, 2022

LPL FINANCIAL LLC

CRD#: 6413

WINSTON-SALEM, NC

Past

January 22, 2013 - February 21, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

KERNERSVILLE, NC

Past

January 22, 2013 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

KERNERSVILLE, NC

Past

March 20, 2009 - January 31, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

KERNERSVILLE, NC

Past

March 20, 2009 - January 31, 2013

LPL FINANCIAL LLC

CRD#: 6413

KERNERSVILLE, NC

Past

January 13, 2004 - March 24, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WINSTON-SALEM, NC

Past

December 1, 2003 - March 24, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WINSTON-SALEM, NC

Past

December 18, 2001 - March 22, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 18, 2000 - July 24, 2001

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANNON WEALTH MANAGEMENT SERVICES

CANNON WEALTH MANAGEMENT SERVICES | CANNON WEALTH MANAGEMENT SERVICES, LLC

CRD#: 323302 / SEC#: 801-126703

RIA

Registered Investment Advisory firm - (10/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/1/2022)

Massachusetts
(11/1/2022)

Michigan
(11/1/2022)

New York
(11/1/2022)

North Carolina
(11/1/2022)

IAR

North Carolina
(11/2/2022)

Pennsylvania
(11/1/2022)

South Carolina
(11/1/2022)

Virginia
(11/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/22/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/5/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/19/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CANNON WEALTH MANAGEMENT SERVICES

CANNON WEALTH MANAGEMENT SERVICES | CANNON WEALTH MANAGEMENT SERVICES, LLC

CRD#: 323302 / SEC#: 801-126703

RIA

Registered Investment Advisory firm - (10/7/2022 Approved)

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Contact information

Main Address

2160 Country Club Road, Winston Salem, NC 27104

Mailing Address

Phone number

(336) 231-6844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANNON WEALTH MANAGEMENT SERVICES FORM ADV PART 2A (2/13/2025)

CANNON WEALTH MANAGEMENT SERVICES ADV PART 2A WRAP (2/13/2025)

Regulatory assets under management

Total Number of Accounts	967
AUM (Assets Under Management)	$ 213,118,947

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond H. Wilcox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Hugh Wilcox JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

BB&T INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CANNON WEALTH MANAGEMENT SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2003

Series 63

Date: 10/19/2000

SIE

Date: 10/1/2018

Series 31

Date: 2/22/2007

Series 7

Date: 11/5/2003

Series 6

Date: 10/17/2000

Series 24

Date: 6/19/2009

FINRA

Current Firm

CANNON WEALTH MANAGEMENT SERVICES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANNON WEALTH MANAGEMENT SERVICES

TRUST BUT VERIFY

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