Christopher Joseph Brauner
Professional Summary
Christopher Joseph Brauner, who also goes by Chris Brauner, Christopher J Brauner, is a registered financial advisor currently at KEB WEALTH ADVISORS located in Springfield, Illinois. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Brauner, Christopher J Brauner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CHARLES SCHWAB & CO., INC.
PFS INVESTMENTS INC.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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CHARLES SCHWAB & CO., INC.
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Current Firm
KEB ASSET MANAGEMENT, LLC | KEB WEALTH ADVISORS
Contact Information
Main Address
3200 Robbins Road Suite 200a, Springfield, IL 62704Phone Number
(217) 789-0960# of Employees
17SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,381AUM (Assets Under Management)
$1,274,488,757Similar Advisors
CHARLES SCHWAB & CO., INC.
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KEB ASSET MANAGEMENT, LLC | KEB WEALTH ADVISORS
State Registrations and Notice Filings
(8/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2009About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Joseph Brauner's CRS (Customer Relationship Summary).
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