Christopher J. Brauner

KEB WEALTH ADVISORS

Springfield, IL 62704

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CRD#: 4255282

Professional summary

Christopher Joseph Brauner, who also goes by Chris Brauner, Christopher J Brauner, is a registered financial advisor currently at KEB WEALTH ADVISORS located in Springfield, Illinois.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Brauner | Christopher J Brauner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Brauner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2024 - Present

KEB WEALTH ADVISORS

Office #1: 3200 Robbins Road Suite 200a, Springfield, IL 62704

RIA

CRD#: 117935

Springfield, IL

Past

November 7, 2016 - July 1, 2024

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

December 19, 2014 - October 13, 2016

BUCKINGHAM STRATEGIC WEALTH, LLC

RIA

CRD#: 143323

ST LOUIS, MO

Past

December 19, 2012 - November 17, 2014

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

ST LOUIS, MO

Past

December 19, 2012 - November 17, 2014

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

ST LOUIS, MO

Past

December 16, 2010 - December 18, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

ST. LOUIS, MO

Past

June 1, 2009 - December 18, 2012

NEW ENGLAND SECURITIES

CRD#: 615

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEB WEALTH ADVISORS

KEB ASSET MANAGEMENT, LLC | KEB WEALTH ADVISORS

CRD#: 117935 / SEC#: 801-62965

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

Illinois

Registered Investment Advisory firm - (5/4/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/29/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KEB WEALTH ADVISORS

KEB ASSET MANAGEMENT, LLC | KEB WEALTH ADVISORS

CRD#: 117935 / SEC#: 801-62965

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

Illinois

Registered Investment Advisory firm - (5/4/2004 Terminated)

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Contact information

Main Address

3200 Robbins Road Suite 200a, Springfield, IL 62704

Mailing Address

Phone number

(217) 789-0960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEB FORM ADV PART 2A (1/30/2025)

Regulatory assets under management

Total Number of Accounts	2,168
AUM (Assets Under Management)	$ 1,058,282,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher J. Brauner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Joseph Brauner's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

BUCKINGHAM STRATEGIC WEALTH, LLC

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

KEB WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2024

Series 63

Date: 6/4/2009

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2012

Series 6

Date: 5/29/2009

Current Firm

KEB WEALTH ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEB WEALTH ADVISORS

TRUST BUT VERIFY

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