Ryan D. Wilken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Douglas Wilken, who also goes by Ryan D Wilken, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2001. Ryan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2009 - November 20, 2013
INVESTMENT RESEARCH CORP
June 27, 2008 - September 30, 2015
WORLD CAPITAL BROKERAGE, INC.
October 5, 2006 - June 2, 2008
CAPITAL GROWTH RESOURCES
February 16, 2005 - September 12, 2019
INTERACTIVE FINANCIAL ADVISORS
February 15, 2005 - August 24, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 5, 2005 - March 18, 2005
PMG ASSET MANAGEMENT INC
January 2, 2004 - December 31, 2004
PMG SECURITIES CORPORATION
September 20, 2002 - December 31, 2003
PMG ASSET MANAGEMENT INC
January 1, 2002 - February 15, 2005
PMG SECURITIES CORPORATION
April 11, 2001 - January 1, 2002
IAC SECURITIES, INC.
January 12, 2001 - March 15, 2001
AVANZA CAPITAL MARKETS INC.
Primary Firm SEC Registration
INVESTMENT RESEARCH CORP
CRD#: 108208 / SEC#: 801-8599
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT RESEARCH CORP
CRD#: 108208 / SEC#: 801-8599
Contact information
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 63,421,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
