Torry R. Leroux

ROBINHOOD ASSET MANAGEMENT

Aurora, CO

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CRD#: 4254927

Professional summary

Torry Reed Leroux, who also goes by Torry Reed Leroux, Torry R Leroux, Torry Leroux, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Aurora, Colorado and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.

Torry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Torry has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 3, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Torry Reed Leroux | Torry R Leroux | Torry Leroux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Torry Reed Leroux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2026 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Aurora, CO

Current

October 13, 2025 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 2373 15th St Suite 300, Denver, CO 80202

CRD#: 165998

Denver, CO

Past

August 30, 2024 - August 29, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

AURORA, CO

Past

August 30, 2024 - August 29, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

AURORA, CO

Past

May 17, 2024 - July 10, 2024

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

GREENWOOD VILLAGE, CO

Past

May 17, 2024 - July 10, 2024

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

GREENWOOD VILLAGE, CO

Past

January 5, 2024 - March 19, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ENGLEWOOD, CO

Past

November 7, 2023 - March 19, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

ENGLEWOOD, CO

Past

May 24, 2019 - August 8, 2019

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

GREENWOOD VILLAGE, CO

Past

May 24, 2019 - August 8, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

December 17, 2018 - March 25, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

CENTENNIAL, CO

Past

October 5, 2018 - March 25, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

CENTENNIAL, CO

Past

December 7, 2011 - May 4, 2018

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

August 24, 2010 - May 11, 2011

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

March 10, 2010 - July 20, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GREENWOOD VILLAGE, CO

Past

February 4, 2009 - February 11, 2010

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

DENVER, CO

Past

July 27, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 27, 2005 - February 18, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 29, 2004 - May 18, 2005

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

September 20, 2002 - April 1, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 3, 2001 - April 15, 2002

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

August 29, 2000 - February 13, 2001

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/13/2025)

Alaska
(10/13/2025)

Arizona
(10/13/2025)

Arkansas
(10/13/2025)

California
(10/13/2025)

IAR

California
(2/17/2026)

Colorado
(10/13/2025)

IAR

Colorado
(2/13/2026)

Connecticut
(10/13/2025)

Delaware
(10/13/2025)

District of Columbia
(10/13/2025)

Florida
(10/13/2025)

Georgia
(10/13/2025)

Hawaii
(10/13/2025)

Idaho
(10/13/2025)

Illinois
(10/13/2025)

Indiana
(10/13/2025)

Iowa
(10/13/2025)

Kansas
(10/13/2025)

Kentucky
(10/13/2025)

Louisiana
(10/13/2025)

Maine
(10/13/2025)

Maryland
(10/13/2025)

Massachusetts
(10/13/2025)

Michigan
(10/13/2025)

Minnesota
(10/13/2025)

Mississippi
(10/13/2025)

Missouri
(10/13/2025)

Montana
(10/13/2025)

Nebraska
(10/13/2025)

Nevada
(10/13/2025)

New Hampshire
(10/13/2025)

New Jersey
(10/13/2025)

New Mexico
(10/13/2025)

New York
(10/13/2025)

North Carolina
(10/13/2025)

North Dakota
(10/13/2025)

Ohio
(10/14/2025)

Oklahoma
(10/13/2025)

Oregon
(10/13/2025)

Pennsylvania
(10/13/2025)

Puerto Rico
(10/13/2025)

Rhode Island
(10/13/2025)

South Carolina
(10/13/2025)

South Dakota
(10/13/2025)

Tennessee
(10/13/2025)

Texas
(10/13/2025)

Utah
(10/13/2025)

Vermont
(10/13/2025)

Virgin Islands
(10/13/2025)

Virginia
(10/13/2025)

Washington
(10/13/2025)

West Virginia
(10/13/2025)

Wisconsin
(10/13/2025)

Wyoming
(10/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2023

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/17/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/9/2025

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 11/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/3/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/28/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Torry R. Leroux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Torry Reed Leroux's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

TRANSAMERICA CAPITAL, LLC

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

U.S. BANCORP INVESTMENTS, INC.

BANC ONE SECURITIES CORPORATION

SLD AMERICA EQUITIES, INC.

JANUS HENDERSON DISTRIBUTORS US LLC

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2023

Series 65

Date: 12/17/2018

Series 63

Date: 11/22/2005

Series 3

Date: 12/9/2025

Series 7TO

Date: 11/7/2023

SIE

Date: 10/3/2023

Series 6

Date: 8/28/2000

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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