Alexander R. Cobin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Ross Cobin was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2001. Alexander had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2019 - April 17, 2020
PRUDENTIAL SELECT STRATEGIES LLC
December 19, 2011 - December 31, 2018
GLOBAL PORTFOLIO STRATEGIES, INC.
December 16, 2011 - April 17, 2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 29, 2008 - June 16, 2011
GLOBAL PORTFOLIO STRATEGIES, INC.
April 29, 2008 - June 16, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 1, 2007 - January 9, 2008
TOUCHSTONE ADVISORS INC
April 30, 2007 - November 29, 2007
TOUCHSTONE SECURITIES, INC.
August 4, 2003 - October 30, 2006
A. G. EDWARDS & SONS, INC.
August 4, 2003 - October 30, 2006
A. G. EDWARDS & SONS, INC.
March 9, 2001 - August 4, 2003
MORGAN STANLEY DW INC.
January 23, 2001 - August 4, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
PRUDENTIAL SELECT STRATEGIES LLC
CRD#: 286153 / SEC#: 801-108896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUDENTIAL SELECT STRATEGIES LLC
CRD#: 286153 / SEC#: 801-108896
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 21,715,835,393 |
Red Flags
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