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Brendan E. Mccarthy
EAGLE STRATEGIES LLC
BURLINGTON, MA 01803
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CRD#: 4254839
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Professional summary
Brendan Edward Mccarthy is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Burlington, Massachusetts and NYLIFE SECURITIES LLC located in Wellesley Hills, Massachusetts.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brendan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF SELLING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; INSURANCE BROKER; START DATE 05/2009] [OPERATING UNDER THE DBA NAME OF MCCARTHY FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 600 UNICORN PARK DRIVE 2ND FLOOR WOBURN, MA 01801-3343; START DATE: 05/2009] [Hilltop Investment Group, LLC; Hilltop is a Real Estate Investment Group.; 1939 Duncan Drive, Scotch Plains, NJ 07076; Start Date 04/2018; Role/Title: Member; Investment Related; 6 hours per month; 1 hours per month during securities trading hours; review, discuss and invest in the opportunities when the other Hilltop members find the real estate that accomplishes the long term objective] [Wellesley, MA - 6 Grade Metro West AAU Girls Basketball; Assistant Coach to my daughters Basketball team. Wellesley, MA - 6 Grade Metro West AAU Girls Basketball team. I am the 3rd assistant and the season is from Dec to March.; 21 Hilliside Rd, Wellesley Hills, MA 02481; Start Date 02/2024; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Coaching]
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Edward Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 60 Mall Road Suite 102, Burlington, MA 01803RIA
CRD#: 110826
BURLINGTON, MA
Current
November 17, 2003 - Present
NYLIFE SECURITIES LLC
Office #1: 14 Mica Lane Suite 210, Mccarthy Financial Llc, Wellesley Hills, MA 02481BD
CRD#: 5167
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/2012)
RR
California(12/9/2005)
RR
Colorado(6/16/2020)
RR
Connecticut(2/3/2009)
RR
District of Columbia(1/24/2020)
RR
Florida(1/12/2015)
RR
Hawaii(6/17/2016)
RR
Illinois(5/1/2024)
RR
Maine(10/5/2012)
RR
Maryland(8/5/2009)
RR
Massachusetts(12/21/2005)
IAR
Massachusetts(8/10/2021)
RR
Mississippi(8/31/2016)
RR
Missouri(9/6/2016)
RR
New Hampshire(7/16/2009)
RR
New Jersey(12/24/2008)
RR
New York(8/6/2010)
RR
North Carolina(12/19/2008)
RR
Pennsylvania(10/13/2016)
RR
Rhode Island(8/11/2009)
RR
South Carolina(12/7/2018)
RR
Virginia(9/3/2010)
RR
Wisconsin(11/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Burlington, MA 01803TRUST BUT VERIFY
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