DB
David A. Bowman
WORLD EQUITY GROUP
Parrish, FL
Some features on this profile are disabled
CRD#: 4254687
DB
Professional summary
David Andrew Bowman SR, who also goes by Andy Bowman, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Parrish, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Bowman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, INSURANCE SALES, 12008 71st Street East, Parrish, FL34219 OWNER, START DATE: 10/1999. 0 HOURS/Mth. (2) BOWMAN FAMILY FARMS, 12008 71st St. East, Parrish, FL TREE AND ORNAMENTAL FARM, CO-OWNER, NOT INVESTMENT RELATED. START DATE: 07/1962. 10 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS. (3) MANATEE SPORTSMANS CLUB, 12008 71st Street East, Parrish, FL, NOT INVESTMENT RELATED. START DATE: 1/1999. PRESIDENT, FISHING AND SOCIAL CLUB TO CONSERVE MANATEE RIVER. 10 HOURS/MO. 0 HOURS/MO DURING SECURITIES TRADING HOURS. 4) DBA Name: Next Gen BIZ,12008 71st St. East, Parrish, FL 34212, Start date: 11/2019. Not investment related. Owner, President and CEO, Operate, manage sales, customer service, technology coaching. Approximate number of hours 60 hours/month. 0 hours/month during trading hours. 5) MaxMyBenes LLC. Investment related. 12008 71st St. East, Parrish, FL 34219. Start date: 1/1999. President. Employee benefits, fixed insurance, debt consolidation, identity security protection. Number hour/mo: 2. Number hours/mo during security trading hours: 0. 6) Citadel Financial Services LLC. Investment Related. 12008 71st St. East, Parrish, FL 34219, Start Date: 1/2005, President, formed LLC/dba name for fixed insurance business. Number hours/mo: 160. 100 hours/mo during securities trading. 7)SKIPPY ENTERPRISES LLC; INVESTMENT RELATED; 12008 71st St. East, Parrish, FL 34219, Start Date:09.01.22; Position/Title: Managing Member (MGRM); DESCRIPTION: Administration of the LLC. Research, selection, and purchase of investment assets for my wife and me. All investments held in this entity will be disclosed through RegEd. No of Hrs/Month: 2; No of Hrs during Security Trading Hrs: ZERO; 8) Collab365 Academy; Not investment related; 12008 71st St E, Parrish, FL, 34219; I belong to several online tech communities. We only discuss tech, nothing financial nor investment related. One of these communities "collab365" (https://academy.collab365.com/?sld=9) offers paid access to robust training in MS365 and Microsoft technologies. I paid to join. They provided me with an affiliate link that I can share and receive discounts and compensation if someone uses my link. I have not received any compensation. Collab365 Academy is an online learning and teaching marketplace with Microsoft 365 and Power Platform courses; No specific position; Start Date: 07/20/24; No of Hrs/Month: 1 Hr.; Hrs during trading Hrs: ZERO; 9) NEPSIS Tax Advisors; Not investment related; 12008 71st St E, Parrish, FL, 34219; Nature of OBA: Facilitate Tax Credit Purchase Agreements between White River Energy Corp (the Seller) and a buyer. The Seller is selling sovereign tax credits issued by Native American recognized tribes. This is not a security under the Howey test. There is no promise nor expectations of profit. Nepsis Tax Advisors LLP is the sole distributor for White River Energy Corp Native American Tax Credits; Posn/Title: Tax Advisor; Start Date: 12/13/2024; No of Hrs/Month: 3 Hrs.; Hrs during trading Hrs: 3 Hrs; Duties: Act as a Tax Advisor to clients on the benefits and utilization of Native American tax credits. This role involves providing expert guidance on tax planning, compliance, and optimization strategies related to sovereign tax credits issued by Native American recognized tribes.
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Bowman SR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Bowman SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2014 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Parrish, FL
Current
July 9, 2007 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Parrish, FL
Past
November 8, 2004 - June 13, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
BRADENTON, FL
Past
November 3, 2004 - June 13, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
BRADENTON, FL
Past
March 27, 2003 - August 20, 2004
HIGH MARK SECURITIES, INC.
RIA
CRD#: 42467
BRADENTON, FL
Past
June 5, 2002 - August 20, 2004
HIGH MARK SECURITIES, INC.
BD
CRD#: 42467
LAKELAND, FL
Past
March 6, 2002 - June 4, 2002
ELECTRONIC ACCESS DIRECT, INC.
BD
CRD#: 36975
SARASOTA, FL
Past
September 21, 2000 - February 14, 2002
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/30/2021)
IAR
Arizona(7/30/2021)
RR
California(8/3/2018)
IAR
California(8/3/2018)
RR
Florida(7/9/2007)
IAR
Florida(1/3/2014)
RR
Georgia(6/25/2021)
RR
Michigan(11/14/2017)
RR
New York(8/7/2018)
RR
North Carolina(8/3/2018)
IAR
North Carolina(8/6/2018)
RR
Ohio(7/9/2007)
IAR
Texas(10/16/2020)
RR
Texas(10/19/2020)
RR
Virginia(11/20/2024)
IAR
Virginia(11/20/2024)
RR
Wisconsin(12/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
