Steven W. Freeberg
Professional summary
Steven W Freeberg, who also goes by Steve Freeberg, Steven William Freeberg, Steven Freeberg, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Cedar Rapids, Iowa.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven W Freeberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 6400 C Street Sw, Cedar Rapids, IA 52404August 6, 2019 - April 25, 2022
LPL FINANCIAL LLC
August 6, 2019 - April 25, 2022
LPL FINANCIAL LLC
October 9, 2017 - August 28, 2019
VALIC FINANCIAL ADVISORS, INC.
October 9, 2017 - August 28, 2019
VALIC FINANCIAL ADVISORS, INC.
October 28, 2016 - October 13, 2017
OPPENHEIMER & CO. INC.
October 28, 2016 - October 13, 2017
OPPENHEIMER & CO. INC.
May 21, 2012 - November 1, 2016
EDWARD JONES
March 8, 2012 - November 1, 2016
EDWARD JONES
September 8, 2000 - March 2, 2009
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
TRANSAMERICA CAPITAL, LLC
CRD#: 8217Cedar Rapids, IA 52404TRUST BUT VERIFY
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