Charles R. Sirmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Reagan Sirmons, who also goes by C Reagan Sirmons, Charles Reagan Sirmons Sr, Reagan Sirmons, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1986. Charles had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2011 - February 28, 2014
DISTRIBUTION SERVICES, LLC
January 30, 2008 - January 30, 2015
FCA CORP
September 6, 2005 - May 15, 2006
OPPENHEIMER & CO. INC.
January 3, 2003 - May 15, 2006
OPPENHEIMER & CO. INC.
August 23, 1996 - January 3, 2003
CIBC WORLD MARKETS CORP.
May 5, 1993 - August 30, 1996
UBS FINANCIAL SERVICES INC.
June 23, 1987 - May 14, 1993
LEHMAN BROTHERS INC.
November 25, 1986 - July 6, 1987
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/7/1964
Registered Representative ExaminationCurrent Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
