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Amy Elizabeth Temkin

CRD# 4254289·Registered 2000 - 2015
Previously Registered: Being a previously registered professional could mean that Amy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Amy Elizabeth Temkin, who also goes by Amy Elizabeth Devoldre, was a registered financial advisor. Amy was a previously registered financial professional and started their career in finance 2000 - 2015. Amy had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Amy Elizabeth Devoldre

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CURIAN CLEARING, LLC·CRD# 132938
BD
Denver, CO
June 6, 2012 - May 19, 2015
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
September 20, 2007 - April 19, 2012
JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
Denver, CO
September 6, 2002 - September 10, 2007
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
September 28, 2000 - January 7, 2002

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Current Firm

CC
CURIAN CLEARING, LLC

BH CLEARING, LLC. | CURIAN CLEARING, LLC

CRD#: 132938 / SEC#: 8-66660
BD
Terminated by SEC on 09/11/2017

Contact Information

Established

Michigan since 07/29/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JACKSON NATIONAL LIFE INSURANCE COMPANYOWNER—
COLLINS, MAURA KATHRYNSVP, CFO4761732
HAJDU, ROBERT WILLIAMSENIOR VICE PRESIDENT4769897
HARRIS, BRADLEY OLANDIRECTOR6589930
LOWRY, KRISTINE MARIEFINOP, VP, CONTROLLER4168279
MANDICH, MARK BERNARDDIRECTOR4352167
MILLER, JAMES PETERPRESIDENT AND CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER1955960
MYERS, PAUL CHADWICKDIRECTOR1863982
WETHERELL, WESTON BARTLEYSVP, GENERAL COUNSEL1172113
WRIGHT, DANIEL EUGENESVP, CHIEF COMPLIANCE OFFICER2204732

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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