Amy E. Temkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Elizabeth Temkin, who also goes by Amy Elizabeth Devoldre, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2000. Amy had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2012 - May 19, 2015
CURIAN CLEARING, LLC
September 20, 2007 - April 19, 2012
ALPS DISTRIBUTORS, INC.
September 6, 2002 - September 10, 2007
JANUS HENDERSON DISTRIBUTORS US LLC
September 28, 2000 - January 7, 2002
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CURIAN CLEARING, LLC
CRD#: 132938 / SEC#: , 8-66660
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| COLLINS, MAURA KATHRYN | SVP, CFO | 4761732 |
| HAJDU, ROBERT WILLIAM | SENIOR VICE PRESIDENT | 4769897 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| LOWRY, KRISTINE MARIE | FINOP, VP, CONTROLLER | 4168279 |
| MANDICH, MARK BERNARD | DIRECTOR | 4352167 |
| MILLER, JAMES PETER | PRESIDENT AND CHIEF EXECUTIVE OFFICER, CHIEF OPERATIONS OFFICER | 1955960 |
| MYERS, PAUL CHADWICK | DIRECTOR | 1863982 |
| WETHERELL, WESTON BARTLEY | SVP, GENERAL COUNSEL | 1172113 |
| WRIGHT, DANIEL EUGENE | SVP, CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
