Eduardo M. Balcazar
Professional summary
Eduardo Miguel Balcazar, who also goes by Eduardo M. Balcazar, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Atlanta, Georgia.
Eduardo is registered as a RR (Registered Representative) and started their career in finance in 2000. Eduardo has worked at 5 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eduardo Miguel Balcazar's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 3550 Lenox Rd Ne, Atlanta, GA 30326October 18, 2017 - August 1, 2023
CITIZENS CAPITAL MARKETS
February 26, 2008 - August 6, 2008
TRUIST SECURITIES, INC.
February 20, 2008 - September 8, 2016
TRUIST SECURITIES, INC.
May 6, 2005 - June 30, 2006
TRUIST INVESTMENT SERVICES, INC.
May 3, 2005 - June 30, 2006
TRUIST INVESTMENT SERVICES, INC.
November 9, 2000 - May 12, 2003
CITICORP INVESTMENT SERVICES
November 8, 2000 - May 12, 2003
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| PITARRESI, JOHN CHARLES | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 2064758 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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