Alvin D. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Dale Turner was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 2000. Alvin had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2017 - November 18, 2021
STONEGATE CAPITAL ADVISORS, LLC
March 8, 2013 - April 26, 2016
CROWN CAPITAL SECURITIES, L.P.
November 1, 2010 - December 31, 2016
STONEGATE CAPITAL ADVISORS, LLC
October 12, 2010 - December 31, 2011
THE O.N. EQUITY SALES COMPANY
October 31, 2008 - September 7, 2010
OSAIC SERVICES, INC.
November 29, 2004 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
December 6, 2001 - September 30, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 2001 - September 30, 2004
MSI FINANCIAL SERVICES, INC.
August 23, 2000 - January 25, 2002
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
STONEGATE CAPITAL ADVISORS, LLC
CRD#: 113843 / SEC#: 801-68121
Contact information
Red Flags
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