Kyle N. Inglis
Professional summary
Kyle Nathan Inglis is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2001. Kyle has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Nathan Inglis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2022 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202April 16, 2018 - May 2, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 21, 2017 - April 9, 2018
BRIGHTHOUSE SECURITIES, LLC
February 6, 2017 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
January 19, 2006 - November 9, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 7, 2005 - December 6, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - August 4, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 16, 2003 - October 20, 2004
QUICK & REILLY, INC.
August 13, 2003 - October 20, 2003
CADARET, GRANT & CO., INC.
January 24, 2001 - October 29, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2022)
(5/16/2022)
(5/16/2022)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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