VN
Van N. Naglieri
WILMINGTON TRUST INVESTMENT ADVISORS
Baltimore, MD 21202
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CRD#: 4253851
VN
Professional summary
Van Nha Naglieri, who also goes by Tran Naglieri, is a registered financial advisor currently at WILMINGTON TRUST INVESTMENT ADVISORS, INC. located in Baltimore, Maryland.
Van is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Van has worked at 3 firms and has passed the Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tran Naglieri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
06/1999-MANUFACTURERS & TRADERS TRUST COMPANY ("M&T BANK"), ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF M&T BANK. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS.
AS OD 9/1/2011, I RECEIVE $900.00 IN RENT FOR RENTAL PROPERTY LOCATED AT 1105 ANGLESEA ST. BALTIMORE, MD 21224. AS THE LANDLORD/PROPRIETOR, I WORK APPROX. 1 HOUR A MONTH.
11/30/2016; WILMINGTON TRUST, N.A., ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF WILMINGTON TRUST, N.A. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS).
CRS (Client Relationship Summary) - RIA
Click below to view Van Nha Naglieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2006 - Present
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Office #1: One Light Street, Baltimore, MD 21202RIA
CRD#: 106909
Baltimore, MD
Past
May 1, 2003 - June 9, 2021
M&T SECURITIES, INC.
BD
CRD#: 17358
BUFFALO, NY
Past
October 17, 2000 - May 1, 2003
ALLFIRST BROKERAGE CORPORATION
BD
CRD#: 17531
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.
CRD#: 106909 / SEC#: 801-50883
RIA
Registered Investment Advisory firm - (12/27/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(6/20/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
WT
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
ALLIED INVESTMENT ADVISORS INC | WILMINGTON TRUST INVESTMENT ADVISORS, INC. | WILMINGTON INVESTMENT MANAGEMENT | MTB INVESTMENT ADVISORS,INC. | MTB INVESTMENT ADVISORS, INC.
CRD#: 106909 / SEC#: 801-50883
RIA
Registered Investment Advisory firm - (12/27/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001
Mailing Address
Phone number
(212) 965-5938
Established
Firm type
Fiscal year end
# of Employees
126
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,540 |
| AUM (Assets Under Management) | $ 17,432,390,316 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/28/2024 | ||
| 09/08/2023 | ||
| 10/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
