Jojo Q. Almazan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jojo Quintos Almazan was a registered financial professional .
Jojo is a previously registered financial professional and started their career in finance in 2000. Jojo had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2016 - November 13, 2017
TRILOGY CAPITAL, INC.
February 21, 2007 - October 31, 2017
NATIONAL PLANNING CORPORATION
August 25, 2000 - October 31, 2017
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
