Matthew V. Sennet
Professional summary
Matthew Vincent Sennet, who also goes by Matthew V Sennet, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Vincent Sennet's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2018 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 330 Madison, New York, NY 10017October 5, 2016 - July 18, 2018
NEUBERGER BERMAN BD LLC
June 14, 2016 - July 18, 2018
NEUBERGER BERMAN BD LLC
July 19, 2011 - June 17, 2016
JANUS HENDERSON DISTRIBUTORS US LLC
March 2, 2011 - July 13, 2011
SIGNATOR FINANCIAL SERVICES, INC.
March 2, 2011 - July 13, 2011
SIGNATOR FINANCIAL SERVICES, INC.
March 24, 2010 - December 1, 2010
DIRECTED SERVICES LLC
March 23, 2010 - December 1, 2010
DIRECTED SERVICES LLC
January 14, 2010 - March 9, 2010
COREBRIDGE CAPITAL SERVICES, INC.
December 21, 2009 - January 11, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 17, 2009 - January 11, 2010
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 14, 2004 - December 1, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 7, 2004 - December 1, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 14, 2000 - November 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 2000 - November 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
