Martha D. Sipe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Darlene Sipe was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1972. Martha had worked at 7 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1986 - September 20, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
December 8, 1982 - March 17, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
May 29, 1981 - September 2, 1982
UBS FINANCIAL SERVICES INC.
January 6, 1977 - November 5, 1979
DREXEL BURNHAM LAMBERT INCORPORATED
April 5, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
November 8, 1974 - March 6, 1976
SHEARSON HAYDEN STONE INC.
May 4, 1972 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/1/1972
Registered Representative ExaminationCurrent Firm
SOUTHMARK FINANCIAL SERVICES, INC.
CRD#: 6518 / SEC#: , 8-31808
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
