DS

Don F. Sinsabaugh

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CRD#: 425325
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don Franklin Sinsabaugh was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 1998. Don had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 6, 2009 - December 31, 2010

FULCRUM ADVISORY SERVICES, LLC

RIA
CRD#: 131777
NEW YORK, NY
Past

January 5, 2009 - December 18, 2012

FULCRUM SECURITIES, LLC

BD
CRD#: 140084
NEW YORK, NY
Past

September 25, 2002 - December 31, 2008

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
NEW YORK, NY
Past

October 24, 2001 - May 12, 2003

ACN SECURITIES INC.

BD
CRD#: 37645
NEW YORK, NY
Past

May 22, 2000 - August 2, 2001

PUNK, ZIEGEL & COMPANY, L.P.

BD
CRD#: 26174
NEW YORK, NY
Past

June 15, 1998 - March 14, 2000

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


FA
FULCRUM ADVISORY SERVICES, LLC
FULCRUM ADVISORY SERVICES, INC. | OFK ADVISORY SERVICES,INC. | FULCRUM ADVISORY SERVICES, LLC

CRD#: 131777 / SEC#: 801-65303

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Contact information


Main Address
11975 Westline Industrial Drive, St. Louis, MO 63146
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


FULCRUM ADVISORY SERVICES, LLC

CRD#: 131777

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