Matthew T. Stroia

INVESTMENT NETWORK

Canton, OH 44718

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CRD#: 4253245

Professional summary

Matthew Theodore Stroia is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Canton, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 3 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPIDER MONKEY BREWING COMPANY, NON-INVESTMENT RELATED, CANTON, OHIO, CONTRACT BREWERY, CO-OWNER, 4 HOURS PER MONTH TOTAL, I MAKE BEER, NOT DURING TRADING HOURS. STROIA FINANCIAL AS A INSURANCE AGENT, OWNER, NON-INVESTMENT RELATED, CANTON, OHIO, 4 HOURS PER MONTH, NOT DURING TRADING HOURS. SERVES AS A PROFESSIONAL TAX PREPARER RECEIVES FEES FOR TAX PLANNING AND PREPARATION, NON-INVESTMENT RELATED, CANTON, OHIO, SEASONAL. MEMBER OF NORTH CANTON CITY COUNCIL (DECEMBER 2019), NON-INVESTMENT RELATED, NORTH CANTON, OHIO, 16 HOURS PER MONTH, OVERSEES CITY MATTERS/LEGISLATION, NOT DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Theodore Stroia's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Matthew Theodore Stroia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2015 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718

RIA

CRD#: 127724

Canton, OH

Current

May 7, 2007 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718

RIA

CRD#: 127724

Canton, OH

Past

August 1, 2006 - May 2, 2007

CETERA ADVISORS LLC

RIA

CRD#: 10299

UNIONTOWN, OH

Past

July 28, 2006 - May 2, 2007

CETERA ADVISORS LLC

CRD#: 10299

UNIONTOWN, OH

Past

October 7, 2003 - September 17, 2003

INVESTMENT NETWORK, INC.

RIA

CRD#: 127724

UNIONTOWN, OH

Past

October 1, 2003 - August 18, 2006

INVESTMENT NETWORK, INC.

CRD#: 127724

UNIONTOWN, OH

Past

October 2, 2000 - October 30, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(8/13/2020)

Ohio
(5/7/2007)

IAR

Ohio
(4/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/15/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/29/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/23/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/20/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: , 8-66036

Ohio

Registered Investment Advisory firm - SEC (4/17/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (27 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ARNOLD, GARY LEE	SHAREHOLDER	852859
DYER, JOHN D	CFO/FINOPS	7506760
WILSON, MICHAEL	CCO	1096660

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Matthew T. Stroia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Theodore Stroia's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Matthew Theodore Stroia's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT NETWORK, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/2003

SIE

Date: 10/1/2018

Series 6

Date: 9/29/2000

Series 51

Date: 9/23/2003

Series 26

Date: 8/20/2003

FINRA

Current Firm

INVESTMENT NETWORK, INC.

Contact information

FINRA licenses (27 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT NETWORK, INC.

TRUST BUT VERIFY

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